Chiung-Wen Chang
張瓊文
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Chiung-Wen Chang (張瓊文), a licensed former licensee with CE reference AOE329. Total licence records on file: 5.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Shenwan Hongyuan Securities (H.K.) Limited 申萬宏源證券(香港)有限公司 |
Rep | Type 1 - Dealing in securities | 2018-08-14 | 2021-08-28 |
| KGI Asia Limited 凱基證券亞洲有限公司 |
Rep | Type 1 - Dealing in securities | 2015-11-24 | 2017-05-31 |
| CITIC Securities Brokerage (HK) Limited 中信証券經紀(香港)有限公司 |
Rep | Type 1 - Dealing in securities | 2011-07-05 | 2014-05-08 |
| Daiwa Capital Markets Hong Kong Limited 大和資本市場香港有限公司 |
Rep | Type 1 - Dealing in securities | 2009-11-03 | 2011-06-03 |
| Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 |
Rep | Type 1 - Dealing in securities | 2006-11-20 | 2009-09-29 |