Xiaofeng Xu
徐曉峰
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Xiaofeng Xu (徐曉峰), a licensed former licensee with CE reference AOE199. Total licence records on file: 11.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Merrill Lynch Far East Limited | Rep | Type 7 - Providing automated trading services | 2013-08-19 | 2018-03-01 |
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 7 - Providing automated trading services | 2012-07-19 | 2013-09-23 |
| Merrill Lynch Far East Limited | Rep | Type 2 - Dealing in futures contracts | 2010-08-26 | 2018-03-01 |
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 1 - Dealing in securities | 2010-05-03 | 2018-03-01 |
| Merrill Lynch Far East Limited | Rep | Type 1 - Dealing in securities | 2010-05-03 | 2018-03-01 |
| Merrill Lynch Futures (Hong Kong) Limited | Rep | Type 2 - Dealing in futures contracts | 2010-05-03 | 2010-08-26 |
| Barclays Capital Asia Limited 巴克萊亞洲有限公司 |
Rep | Type 1 - Dealing in securities | 2009-11-26 | 2010-04-07 |
| Barclays Capital Asia Limited 巴克萊亞洲有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2009-11-26 | 2010-04-07 |
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 1 - Dealing in securities | 2006-11-20 | 2009-10-07 |
| Merrill Lynch Far East Limited | Rep | Type 1 - Dealing in securities | 2006-11-20 | 2009-10-07 |
| Merrill Lynch Futures (Hong Kong) Limited | Rep | Type 2 - Dealing in futures contracts | 2006-11-20 | 2009-10-07 |