Hiu Wai (SFC:AOD527) Lau
劉曉蕙
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Hiu Wai (SFC:AOD527) Lau (劉曉蕙), a licensed former licensee with CE reference AOD527. Total licence records on file: 6.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Guotai Junan Securities (Hong Kong) Limited 國泰君安證券(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2017-06-15 | 2022-10-12 |
| Guotai Junan Futures (Hong Kong) Limited 國泰君安期貨(香港)有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2017-06-15 | 2022-10-12 |
| Guotai Junan FX Limited 國泰君安外匯有限公司 |
Rep | Type 3 — Leveraged foreign exchange trading | 2017-06-15 | 2017-12-11 |
| KGI Futures (Hong Kong) Limited 凱基期貨(香港)有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2012-09-07 | 2017-05-19 |
| KGI Asia Limited 凱基證券亞洲有限公司 |
Rep | Type 1 — Dealing in securities | 2012-05-02 | 2017-05-19 |
| Cinda International Investment Management Limited 信達國際投資管理有限公司 |
Rep | Type 3 — Leveraged foreign exchange trading | 2006-11-07 | 2006-11-21 |