Yue (SFC:AOD435) Chen
陳悅
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Yue (SFC:AOD435) Chen (陳悅), a licensed Responsible Officer with CE reference AOD435. Currently licensed at 1 firm(s): Yinhua International Capital Management Limited. Active regulated activities: Type 4 — Advising on securities; Type 9 — Asset management. Total licence records on file: 4.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Yinhua International Capital Management Limited 銀華國際資本管理有限公司 |
RO | Type 4 — Advising on securities | 2014-10-24 | present |
| Yinhua International Capital Management Limited 銀華國際資本管理有限公司 |
RO | Type 9 — Asset management | 2014-10-24 | present |
| China Life Franklin Asset Management Co., Limited 中國人壽富蘭克林資產管理有限公司 |
Rep | Type 4 — Advising on securities | 2008-06-03 | 2009-06-06 |
| Guotai Junan Securities (Hong Kong) Limited 國泰君安證券(香港)有限公司 |
Rep | Type 4 — Advising on securities | 2006-11-17 | 2007-09-05 |