David Abraham Preiser
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for David Abraham Preiser, a licensed former licensee with CE reference AOD252. This person has 3.1 years of SFC licence history. Total licence records on file: 6.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Houlihan Lokey (China) Limited 華利安諾基(中國)有限公司 |
RO | Type 1 - Dealing in securities | 2008-10-09 | 2010-06-03 |
| Houlihan Lokey (China) Limited 華利安諾基(中國)有限公司 |
RO | Type 4 - Advising on securities | 2008-10-09 | 2010-06-03 |
| Houlihan Lokey (China) Limited 華利安諾基(中國)有限公司 |
RO | Type 6 - Advising on corporate finance | 2008-10-09 | 2010-06-03 |
| Houlihan Lokey Howard & Zukin (Europe) Limited | RO | Type 1 - Dealing in securities | 2007-05-15 | 2009-03-31 |
| Houlihan Lokey Howard & Zukin (Europe) Limited | RO | Type 4 - Advising on securities | 2007-05-15 | 2009-03-31 |
| Houlihan Lokey Howard & Zukin (Europe) Limited | RO | Type 6 - Advising on corporate finance | 2007-05-15 | 2009-03-31 |
Worked alongside
The 11 closest colleagues, strongest tie first — individuals licensed at the same firm as David Abraham Preiser during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.
| Name | Shared firm | Overlap |
|---|---|---|
| David Paul Putnam | Houlihan Lokey Howard & Zukin (Europe) Limited | 2007–2009 |
| Jeff Downing Wilson | Houlihan Lokey (China) Limited | 2008–2010 |
| Wen Hua | Houlihan Lokey (China) Limited | 2008–2010 |
| Li Sze Sia | Houlihan Lokey Howard & Zukin (Europe) Limited | 2007–2009 |
| Joseph Chau Chang | Houlihan Lokey (China) Limited | 2008–2010 |
| Danmin Yan | Houlihan Lokey (China) Limited | 2008–2010 |
| Richard Alan Griffiths | Houlihan Lokey Howard & Zukin (Europe) Limited | 2007–2008 |
| Jiang Wang | Houlihan Lokey Howard & Zukin (Europe) Limited | 2008–2009 |
| Xiangyun Zeng | Houlihan Lokey (China) Limited | 2009–2010 |
| Bing Chen | Houlihan Lokey (China) Limited | 2010 |
| Scott Joseph Adelson | Houlihan Lokey (China) Limited | 2010 |