Derek Hing Lun Lai
黎慶麟
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Derek Hing Lun Lai (黎慶麟), a licensed former licensee with CE reference AOC910. Total licence records on file: 9.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| UBS Asset Management (Hong Kong) Limited | Rep | Type 1 - Dealing in securities | 2016-05-26 | 2018-06-06 |
| UBS Asset Management (Hong Kong) Limited | Rep | Type 4 - Advising on securities | 2016-05-26 | 2018-06-06 |
| UBS Asset Management (Hong Kong) Limited | Rep | Type 9 - Asset management | 2016-05-26 | 2018-06-06 |
| Macquarie Capital Limited 麥格理資本股份有限公司 |
Rep | Type 1 - Dealing in securities | 2014-06-16 | 2016-03-31 |
| Macquarie Capital Limited 麥格理資本股份有限公司 |
Rep | Type 6 - Advising on corporate finance | 2014-06-16 | 2016-03-31 |
| Macquarie Corporate (Hong Kong) Limited | Rep | Type 6 - Advising on corporate finance | 2014-06-16 | 2016-03-31 |
| Blackstone Group (HK) Limited, The 黑石集團(香港)有限公司 |
Rep | Type 1 - Dealing in securities | 2010-12-28 | 2011-07-01 |
| Blackstone Group (HK) Limited, The 黑石集團(香港)有限公司 |
Rep | Type 4 - Advising on securities | 2010-12-28 | 2011-07-01 |
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 1 - Dealing in securities | 2006-11-03 | 2010-11-24 |