Sanu Bhumiratana
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Sanu Bhumiratana ( ), a licensed former licensee with CE reference AOB633. Total licence records on file: 7.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| UBS Securities Hong Kong Limited | Rep | Type 2 - Dealing in futures contracts | 2020-07-10 | 2025-08-22 |
| UBS Securities Hong Kong Limited | Rep | Type 1 - Dealing in securities | 2016-12-19 | 2025-08-22 |
| UBS Securities Hong Kong Limited | Rep | Type 7 - Providing automated trading services | 2016-12-19 | 2025-08-22 |
| UBS Securities Hong Kong Limited | Rep | Type 7 - Providing automated trading services | 2011-11-25 | 2016-12-18 |
| UBS Securities Hong Kong Limited | Rep | Type 1 - Dealing in securities | 2007-01-12 | 2016-12-18 |
| UBS Securities Asia Limited | Rep | Type 1 - Dealing in securities | 2006-10-24 | 2025-08-22 |
| UBS Securities Asia Limited | Rep | Type 2 - Dealing in futures contracts | 2006-10-24 | 2025-08-22 |