Ashish Gandhi
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Ashish Gandhi ( ), a licensed former licensee with CE reference AOB334. Total licence records on file: 3.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| FWD Financial Planning Limited 富衛財務策劃有限公司 |
Rep | Type 4 - Advising on securities | 2008-06-24 | 2008-09-16 |
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 1 - Dealing in securities | 2006-10-16 | 2007-05-09 |
| Merrill Lynch Futures (Hong Kong) Limited | Rep | Type 2 - Dealing in futures contracts | 2006-10-16 | 2007-05-09 |