Yiu Nin Tong
唐耀年
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Yiu Nin Tong (唐耀年), a licensed former licensee with CE reference ANZ531. Total licence records on file: 3.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Deutsche Securities Asia Limited 德意志證券亞洲有限公司 |
Rep | Type 1 - Dealing in securities | 2007-07-26 | 2008-06-28 |
| J.P. Morgan Broking (Hong Kong) Limited | Rep | Type 1 - Dealing in securities | 2006-09-19 | 2007-06-21 |
| J.P. Morgan Broking (Hong Kong) Limited | Rep | Type 4 - Advising on securities | 2006-09-19 | 2007-06-21 |