Xiaofan Zhang
張曉帆
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Xiaofan Zhang (張曉帆), a licensed former licensee with CE reference ANY097. Total licence records on file: 5.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Capital International, Inc. |
Rep | Type 9 - Asset management | 2011-04-04 | 2013-03-01 |
| Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 |
Rep | Type 1 - Dealing in securities | 2007-06-01 | 2011-03-11 |
| Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 |
Rep | Type 6 - Advising on corporate finance | 2007-06-01 | 2011-03-11 |
| BOCI Research Limited 中銀國際研究有限公司 |
Rep | Type 4 - Advising on securities | 2006-12-05 | 2007-04-19 |
| BOCI Securities Limited 中銀國際證券有限公司 |
Rep | Type 1 - Dealing in securities | 2006-09-13 | 2006-11-27 |