Matthew Thomas Ketley
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Matthew Thomas Ketley ( ), a licensed former licensee with CE reference ANY074. Total licence records on file: 7.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| J.P. Morgan Broking (Hong Kong) Limited | Rep | Type 1 — Dealing in securities | 2014-08-25 | 2015-11-23 |
| J.P. Morgan Broking (Hong Kong) Limited | Rep | Type 2 — Dealing in futures contracts | 2014-08-25 | 2019-03-31 |
| J.P. Morgan Broking (Hong Kong) Limited | Rep | Type 4 — Advising on securities | 2014-08-25 | 2015-11-23 |
| J.P. Morgan Broking (Hong Kong) Limited | Rep | Type 5 — Advising on futures contracts | 2014-08-25 | 2019-03-31 |
| Goldman Sachs (Asia) L.L.C. 高盛(亞洲)有限責任公司 |
Rep | Type 1 — Dealing in securities | 2008-05-08 | 2014-05-27 |
| Goldman Sachs Futures (Asia) Limited 高盛期貨(亞洲)有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2008-05-08 | 2014-05-27 |
| Citadel Asia Limited | Rep | Type 9 — Asset management | 2006-09-15 | 2008-03-28 |