Xiaowen (SFC:ANX833) Wang
王曉雯
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Xiaowen (SFC:ANX833) Wang (王曉雯), a licensed former licensee with CE reference ANX833. Total licence records on file: 7.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Goldman Sachs (Asia) L.L.C. 高盛(亞洲)有限責任公司 |
Rep | Type 1 - Dealing in securities | 2008-01-22 | 2014-11-20 |
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 1 - Dealing in securities | 2006-09-11 | 2007-12-09 |
| Merrill Lynch Far East Limited | Rep | Type 1 - Dealing in securities | 2006-09-11 | 2007-12-09 |
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 4 - Advising on securities | 2006-09-11 | 2007-12-09 |
| Merrill Lynch Far East Limited | Rep | Type 4 - Advising on securities | 2006-09-11 | 2007-12-09 |
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 6 - Advising on corporate finance | 2006-09-11 | 2007-12-09 |
| Merrill Lynch Far East Limited | Rep | Type 6 - Advising on corporate finance | 2006-09-11 | 2007-12-09 |