Timothy Yuen Cheng Zee
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Timothy Yuen Cheng Zee ( ), a licensed former licensee with CE reference ANX817. Total licence records on file: 4.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Daiwa Capital Markets Hong Kong Limited 大和資本市場香港有限公司 |
Rep | Type 1 - Dealing in securities | 2008-08-07 | 2011-11-10 |
| Daiwa Capital Markets Hong Kong Limited 大和資本市場香港有限公司 |
Rep | Type 6 - Advising on corporate finance | 2008-08-07 | 2011-11-10 |
| Barclays Capital Asia Limited 巴克萊亞洲有限公司 |
Rep | Type 1 - Dealing in securities | 2006-09-12 | 2007-07-03 |
| Barclays Capital Asia Limited 巴克萊亞洲有限公司 |
Rep | Type 6 - Advising on corporate finance | 2006-09-12 | 2007-07-03 |