Ka Yuen Mak
麥家源
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Ka Yuen Mak (麥家源), a licensed former licensee with CE reference ANX809. Total licence records on file: 5.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| BOCI Securities Limited 中銀國際證券有限公司 |
Rep | Type 3 - Leveraged foreign exchange trading | 2013-12-10 | 2015-01-29 |
| BOCI Securities Limited 中銀國際證券有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2009-11-27 | 2015-01-29 |
| BOCI Securities Limited 中銀國際證券有限公司 |
Rep | Type 1 - Dealing in securities | 2007-10-26 | 2015-01-29 |
| BOCI Securities Limited 中銀國際證券有限公司 |
Rep | Type 4 - Advising on securities | 2007-10-02 | 2015-01-29 |
| FWD Financial Planning Limited 富衛財務策劃有限公司 |
Rep | Type 4 - Advising on securities | 2006-11-07 | 2007-08-29 |