James Eric Martin Harris
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for James Eric Martin Harris, a licensed former licensee with CE reference ANW807. This person has less than 0.1 years of SFC licence history. Total licence records on file: 2.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 |
Rep | Type 1 - Dealing in securities | 2006-09-04 | 2006-09-17 |
| Citigroup Global Markets Hong Kong Futures and Securities Limited | Rep | Type 1 - Dealing in securities | 2006-09-04 | 2006-09-17 |