Sang Jin Lee
李相真
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Sang Jin Lee (李相真), a licensed former licensee with CE reference ANW201. Total licence records on file: 5.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Merrill Lynch Far East Limited | Rep | Type 2 - Dealing in futures contracts | 2010-09-02 | 2015-07-07 |
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 1 - Dealing in securities | 2007-02-28 | 2015-07-07 |
| Merrill Lynch Far East Limited | Rep | Type 1 - Dealing in securities | 2007-02-28 | 2015-07-07 |
| Merrill Lynch Futures (Hong Kong) Limited | Rep | Type 2 - Dealing in futures contracts | 2007-02-28 | 2010-09-02 |
| Deutsche Securities Asia Limited 德意志證券亞洲有限公司 |
Rep | Type 1 - Dealing in securities | 2006-08-25 | 2006-11-29 |