Kathryn Yao Tong

CE No. ANV078 Ceased

This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Kathryn Yao Tong (), a licensed former licensee with CE reference ANV078. Total licence records on file: 5.

Licence history

FirmRoleRegulated activityFromTo
Morgan Stanley Asia Limited
摩根士丹利亞洲有限公司
Rep Type 1 - Dealing in securities 2007-10-31 2010-10-24
Morgan Stanley Asia Limited
摩根士丹利亞洲有限公司
Rep Type 6 - Advising on corporate finance 2007-10-31 2010-10-24
Citigroup Global Markets Asia Limited
花旗環球金融亞洲有限公司
Rep Type 1 - Dealing in securities 2006-08-22 2007-08-21
Citigroup Global Markets Hong Kong Futures and Securities Limited Rep Type 1 - Dealing in securities 2006-08-22 2007-08-21
Citigroup Global Markets Asia Limited
花旗環球金融亞洲有限公司
Rep Type 6 - Advising on corporate finance 2006-08-22 2007-08-21

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