Lei Hua
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Lei Hua ( ), a licensed former licensee with CE reference ANU946. Total licence records on file: 3.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Merrill Lynch Futures (Hong Kong) Limited | Rep | Type 2 - Dealing in futures contracts | 2007-09-03 | 2009-02-13 |
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 1 - Dealing in securities | 2007-08-06 | 2009-02-13 |
| Lehman Brothers Asia Limited 美國雷曼兄弟亞洲投資有限公司 |
Rep | Type 1 - Dealing in securities | 2006-08-31 | 2007-06-22 |