Kah Yi Chung
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Kah Yi Chung ( ), a licensed former licensee with CE reference ANU763. Total licence records on file: 5.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Diamond Dragon Advisors Limited 熠尊咨詢有限公司 |
Rep | Type 1 — Dealing in securities | 2015-05-15 | 2016-10-15 |
| Lehman Brothers Securities Asia Limited 美國雷曼兄弟證券亞洲有限公司 |
Rep | Type 1 — Dealing in securities | 2007-05-22 | 2008-04-17 |
| Lehman Brothers Asia Limited 美國雷曼兄弟亞洲投資有限公司 |
Rep | Type 1 — Dealing in securities | 2006-08-29 | 2008-04-17 |
| Lehman Brothers Asia Limited 美國雷曼兄弟亞洲投資有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2006-08-29 | 2008-04-17 |
| Lehman Brothers Futures Asia Limited |
Rep | Type 2 — Dealing in futures contracts | 2006-08-29 | 2008-04-17 |