Kah Yi Chung

CE No. ANU763 Ceased

This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Kah Yi Chung (), a licensed former licensee with CE reference ANU763. Total licence records on file: 5.

Licence history

FirmRoleRegulated activityFromTo
Diamond Dragon Advisors Limited
熠尊咨詢有限公司
Rep Type 1 — Dealing in securities 2015-05-15 2016-10-15
Lehman Brothers Securities Asia Limited
美國雷曼兄弟證券亞洲有限公司
Rep Type 1 — Dealing in securities 2007-05-22 2008-04-17
Lehman Brothers Asia Limited
美國雷曼兄弟亞洲投資有限公司
Rep Type 1 — Dealing in securities 2006-08-29 2008-04-17
Lehman Brothers Asia Limited
美國雷曼兄弟亞洲投資有限公司
Rep Type 2 — Dealing in futures contracts 2006-08-29 2008-04-17
Lehman Brothers Futures Asia Limited
Rep Type 2 — Dealing in futures contracts 2006-08-29 2008-04-17

Related