Shuk Man Charmaine Lo
羅淑文
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Shuk Man Charmaine Lo (羅淑文), CE reference ANT856. Total licence records on file: 14.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Actelligent Capital Management Limited |
RO | Type 4 — Advising on securities | 2019-06-24 | 2022-07-20 |
| Actelligent Capital Management Limited |
RO | Type 9 — Asset management | 2019-06-24 | 2022-07-20 |
| Makto Capital Management Limited | Rep | Type 4 — Advising on securities | 2017-10-23 | 2018-02-08 |
| Makto Capital Management Limited | Rep | Type 9 — Asset management | 2017-09-07 | 2018-02-08 |
| Pinpoint Asset Management Limited 保銀資產管理有限公司 |
Rep | Type 9 — Asset management | 2016-06-29 | 2017-03-03 |
| Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 |
Rep | Type 1 — Dealing in securities | 2010-09-07 | 2011-10-03 |
| Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 |
Rep | Type 4 — Advising on securities | 2010-09-07 | 2011-10-03 |
| EMP-Daiwa Capital Asia Limited |
Rep | Type 4 — Advising on securities | 2008-09-29 | 2010-08-31 |
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 1 — Dealing in securities | 2006-08-14 | 2008-09-10 |
| Merrill Lynch Far East Limited | Rep | Type 1 — Dealing in securities | 2006-08-14 | 2008-09-10 |
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 4 — Advising on securities | 2006-08-14 | 2008-09-10 |
| Merrill Lynch Far East Limited | Rep | Type 4 — Advising on securities | 2006-08-14 | 2008-09-10 |
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 6 — Advising on corporate finance | 2006-08-14 | 2008-09-10 |
| Merrill Lynch Far East Limited | Rep | Type 6 — Advising on corporate finance | 2006-08-14 | 2008-09-10 |