EMP-Daiwa Capital Asia Limited
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for EMP-Daiwa Capital Asia Limited ( ), CE reference AQH370. Current licensed staff on file: 0.
Licence history
| Activity | From | To |
|---|---|---|
| Type 4 — Advising on securities | 2008-03-06 | 2011-01-10 |
Licensed staff (all-time) (6)
Active on date
| Name | Activities | First licensed | To |
|---|---|---|---|
| Ming Yee Ho 何明懿 | RO 4 | 2008-03 | 2009-04 |
| Darren Tan | RO 4 | 2008-03 | 2010-08 |
| Monica Man Ling Tsui 徐曼玲 | RO 4 | 2008-03 | 2008-06 |
| Akihito Hirai 平井明人 | Rep 4 | 2008-04 | 2008-07 |
| Shuk Man Charmaine Lo 羅淑文 | Rep 4 | 2008-09 | 2010-08 |
| Tomoaki Nakagawa | Rep 4 | 2008-04 | 2008-10 |
Showing 1–6 of 6