Lu Yeung
楊路
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Lu Yeung (楊路), a licensed former licensee with CE reference ANT771. Total licence records on file: 3.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| UBS Securities Asia Limited | Rep | Type 4 - Advising on securities | 2010-08-11 | 2012-04-19 |
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 4 - Advising on securities | 2010-04-08 | 2010-06-10 |
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 1 - Dealing in securities | 2006-08-09 | 2010-06-10 |