Kim Chong Tan
陳金崇
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Kim Chong Tan (陳金崇), a licensed former licensee with CE reference ANT749. This person has 4.9 years of SFC licence history. Total licence records on file: 2.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Yuanta Securities (Hong Kong) Company Limited 元大證券(香港)有限公司 |
Rep | Type 4 - Advising on securities | 2009-12-03 | 2012-03-24 |
| UBS Securities Asia Limited | Rep | Type 4 - Advising on securities | 2006-08-08 | 2009-02-26 |