Robert Vincent Mc Ginley
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Robert Vincent Mc Ginley ( ), a licensed former licensee with CE reference ANR865. Total licence records on file: 6.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Blue Water Capital Management Limited | Rep | Type 4 — Advising on securities | 2015-12-08 | 2017-05-04 |
| Blue Water Capital Management Limited | Rep | Type 9 — Asset management | 2015-12-08 | 2017-05-04 |
| Lehman Brothers Asia Limited 美國雷曼兄弟亞洲投資有限公司 |
Rep | Type 1 — Dealing in securities | 2007-02-27 | 2008-02-01 |
| Lehman Brothers Asia Limited 美國雷曼兄弟亞洲投資有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2007-02-27 | 2008-02-01 |
| J.P. Morgan Broking (Hong Kong) Limited | Rep | Type 1 — Dealing in securities | 2006-07-28 | 2006-11-16 |
| J.P. Morgan Broking (Hong Kong) Limited | Rep | Type 4 — Advising on securities | 2006-07-28 | 2006-11-16 |