Allen Yi-Pin Yeow
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Allen Yi-Pin Yeow ( ), a licensed former licensee with CE reference ANR854. Total licence records on file: 6.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Deutsche Securities Asia Limited 德意志證券亞洲有限公司 |
Rep | Type 1 - Dealing in securities | 2007-07-03 | 2008-12-05 |
| Deutsche Securities Asia Limited 德意志證券亞洲有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2007-07-03 | 2008-12-05 |
| J.P. Morgan Broking (Hong Kong) Limited | Rep | Type 1 - Dealing in securities | 2006-07-28 | 2007-05-24 |
| J.P. Morgan Broking (Hong Kong) Limited | Rep | Type 2 - Dealing in futures contracts | 2006-07-28 | 2007-05-24 |
| J.P. Morgan Broking (Hong Kong) Limited | Rep | Type 4 - Advising on securities | 2006-07-28 | 2007-05-24 |
| J.P. Morgan Broking (Hong Kong) Limited | Rep | Type 5 - Advising on futures contracts | 2006-07-28 | 2007-05-24 |