Choo Guan Yeoh
楊紫源
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Choo Guan Yeoh (楊紫源), a licensed former licensee with CE reference ANR771. Total licence records on file: 9.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| UBS Securities Hong Kong Limited | Rep | Type 1 — Dealing in securities | 2016-12-19 | 2020-04-23 |
| UBS Securities Asia Limited | Rep | Type 1 — Dealing in securities | 2010-02-03 | 2020-04-23 |
| UBS Securities Hong Kong Limited | Rep | Type 1 — Dealing in securities | 2010-02-03 | 2016-12-18 |
| UBS Securities Asia Limited | RO | Type 1 — Dealing in securities | 2007-06-15 | 2010-02-03 |
| UBS Securities Hong Kong Limited | RO | Type 1 — Dealing in securities | 2007-06-15 | 2010-02-03 |
| UBS Securities Asia Limited | Rep | Type 1 — Dealing in securities | 2007-02-02 | 2007-06-15 |
| UBS Securities Hong Kong Limited | Rep | Type 1 — Dealing in securities | 2007-02-02 | 2007-06-15 |
| UBS Securities Asia Limited | Rep | Type 2 — Dealing in futures contracts | 2007-02-02 | 2020-04-23 |
| UBS Securities Asia Limited | Rep | Type 1 — Dealing in securities | 2006-07-24 | 2006-08-23 |