Mandy Hiu Kwan Lok
駱曉筠
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Mandy Hiu Kwan Lok (駱曉筠), a licensed former licensee with CE reference ANR249. This person has 4.8 years of SFC licence history. Total licence records on file: 7.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 |
Rep | Type 1 - Dealing in securities | 2014-03-24 | 2014-08-08 |
| First Sentier Investors (Hong Kong) Limited | Rep | Type 1 - Dealing in securities | 2011-05-06 | 2011-10-08 |
| First Sentier Investors (Hong Kong) Limited | Rep | Type 4 - Advising on securities | 2011-05-06 | 2011-10-08 |
| Bank Consortium Trust Company Limited 銀聯信託有限公司 |
Rep | Type 4 - Advising on securities | 2009-05-15 | 2010-09-05 |
| JPMorgan Asset Management (Asia Pacific) Limited | Rep | Type 4 - Advising on securities | 2007-10-03 | 2009-03-19 |
| JPMorgan Asset Management (Asia Pacific) Limited | Rep | Type 9 - Asset management | 2007-10-03 | 2009-03-19 |
| JPMorgan Funds (Asia) Limited 摩根基金(亞洲)有限公司 |
Rep | Type 1 - Dealing in securities | 2006-07-18 | 2009-03-19 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Mandy Hiu Kwan Lok during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.