Ching Yee Julie Lim
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Ching Yee Julie Lim, a licensed Responsible Officer with CE reference ANQ655. Currently licensed at 1 firm(s): Kadensa Capital Limited. Active regulated activities: Type 9 - Asset management. This person has 19.3 years of SFC licence history. Total licence records on file: 5.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Kadensa Capital Limited | RO | Type 9 - Asset management | 2016-09-02 | present |
| Point72 Hong Kong Limited | Rep | Type 9 - Asset management | 2009-10-12 | 2016-02-19 |
| Goldman Sachs Futures (Asia) Limited 高盛期貨(亞洲)有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2009-02-10 | 2009-08-29 |
| Goldman Sachs (Asia) L.L.C. 高盛(亞洲)有限責任公司 |
Rep | Type 1 - Dealing in securities | 2006-07-24 | 2009-08-29 |
| Goldman Sachs (Asia) L.L.C. 高盛(亞洲)有限責任公司 |
Rep | Type 4 - Advising on securities | 2006-07-24 | 2008-12-22 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Ching Yee Julie Lim during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.