Richard Kwong Sang Lo
羅廣生
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Richard Kwong Sang Lo (羅廣生), a licensed former licensee with CE reference ANQ339. Total licence records on file: 5.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| BOCI Securities Limited 中銀國際證券有限公司 |
Rep | Type 1 - Dealing in securities | 2010-10-13 | 2023-08-31 |
| BOCI Securities Limited 中銀國際證券有限公司 |
Rep | Type 4 - Advising on securities | 2010-10-13 | 2023-08-31 |
| Celestial Securities Limited 時富證券有限公司 |
Rep | Type 1 - Dealing in securities | 2009-10-21 | 2010-08-26 |
| CASH Wealth Management Limited 時富財富管理有限公司 |
Rep | Type 9 - Asset management | 2009-10-21 | 2010-08-26 |
| CASH Wealth Management Limited 時富財富管理有限公司 |
Rep | Type 4 - Advising on securities | 2006-08-09 | 2010-08-26 |