Yan (SFC:ANQ250) Li
李妍
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Yan (SFC:ANQ250) Li (李妍), a licensed former licensee with CE reference ANQ250. Total licence records on file: 8.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Merrill Lynch Far East Limited | Rep | Type 2 - Dealing in futures contracts | 2010-09-06 | 2014-03-15 |
| Merrill Lynch Futures (Hong Kong) Limited | Rep | Type 2 - Dealing in futures contracts | 2008-05-16 | 2010-09-06 |
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 1 - Dealing in securities | 2008-04-20 | 2014-03-15 |
| Merrill Lynch Far East Limited | Rep | Type 1 - Dealing in securities | 2008-04-20 | 2014-03-15 |
| Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 |
Rep | Type 4 - Advising on securities | 2007-10-09 | 2007-12-19 |
| Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 |
Rep | Type 6 - Advising on corporate finance | 2007-10-09 | 2007-12-19 |
| Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 |
Rep | Type 1 - Dealing in securities | 2007-09-13 | 2007-12-19 |
| Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 |
Rep | Type 1 - Dealing in securities | 2006-08-16 | 2007-08-20 |