Daniel Patrick Mc Nicholas
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Daniel Patrick Mc Nicholas ( ), a licensed former licensee with CE reference ANQ141. Total licence records on file: 8.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 |
Rep | Type 1 - Dealing in securities | 2016-12-19 | 2021-07-02 |
| Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2016-12-19 | 2021-07-02 |
| Merrill Lynch Far East Limited | Rep | Type 2 - Dealing in futures contracts | 2010-09-02 | 2011-09-20 |
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 1 - Dealing in securities | 2008-06-02 | 2011-09-20 |
| Merrill Lynch Far East Limited | Rep | Type 1 - Dealing in securities | 2008-06-02 | 2011-09-20 |
| Merrill Lynch Futures (Hong Kong) Limited | Rep | Type 2 - Dealing in futures contracts | 2008-06-02 | 2010-09-02 |
| Lehman Brothers Asia Limited 美國雷曼兄弟亞洲投資有限公司 |
Rep | Type 1 - Dealing in securities | 2006-07-06 | 2008-04-22 |
| Lehman Brothers Asia Limited 美國雷曼兄弟亞洲投資有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2006-07-06 | 2008-04-22 |