Daniel Patrick Mc Nicholas
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Daniel Patrick Mc Nicholas, a licensed former licensee with CE reference ANQ141. This person has 9.6 years of SFC licence history. Total licence records on file: 8.
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 |
Rep | Type 1 - Dealing in securities | 2016-12-19 | 2021-07-02 |
| Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2016-12-19 | 2021-07-02 |
| Merrill Lynch Far East Limited | Rep | Type 2 - Dealing in futures contracts | 2010-09-02 | 2011-09-20 |
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 1 - Dealing in securities | 2008-06-02 | 2011-09-20 |
| Merrill Lynch Far East Limited | Rep | Type 1 - Dealing in securities | 2008-06-02 | 2011-09-20 |
| Merrill Lynch Futures (Hong Kong) Limited | Rep | Type 2 - Dealing in futures contracts | 2008-06-02 | 2010-09-02 |
| Lehman Brothers Asia Limited 美國雷曼兄弟亞洲投資有限公司 |
Rep | Type 1 - Dealing in securities | 2006-07-06 | 2008-04-22 |
| Lehman Brothers Asia Limited 美國雷曼兄弟亞洲投資有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2006-07-06 | 2008-04-22 |