David Ha
夏睿文
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for David Ha (夏睿文), a licensed former licensee with CE reference ANP445. Total licence records on file: 3.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Goldman Sachs (Asia) L.L.C. 高盛(亞洲)有限責任公司 |
Rep | Type 1 - Dealing in securities | 2013-06-27 | 2013-07-12 |
| Goldman Sachs Futures (Asia) Limited 高盛期貨(亞洲)有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2013-06-27 | 2013-07-12 |
| Barclays Capital Asia Limited 巴克萊亞洲有限公司 |
Rep | Type 1 - Dealing in securities | 2006-06-28 | 2008-02-29 |