Sandy Kale Chui Po Sum
沈聚寶
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Sandy Kale Chui Po Sum (沈聚寶), a licensed former licensee with CE reference ANO987. Total licence records on file: 9.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| CNCB (Hong Kong) Capital Limited 信銀(香港)資本有限公司 |
Rep | Type 9 — Asset management | 2011-08-17 | 2012-09-19 |
| CNCB (Hong Kong) Capital Limited 信銀(香港)資本有限公司 |
Rep | Type 4 — Advising on securities | 2011-07-13 | 2012-09-19 |
| CNCB (Hong Kong) Capital Limited 信銀(香港)資本有限公司 |
Rep | Type 5 — Advising on futures contracts | 2011-07-13 | 2012-09-19 |
| VC Brokerage Limited 滙盈證券有限公司 |
Rep | Type 1 — Dealing in securities | 2007-12-07 | 2008-06-14 |
| VC Futures Limited 滙盈期貨有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2007-12-07 | 2008-06-14 |
| South China Securities Limited 南華證券投資有限公司 |
Rep | Type 1 — Dealing in securities | 2007-04-24 | 2007-10-03 |
| South China Commodities Limited 南華期貨有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2007-04-24 | 2007-10-03 |
| Winwin Securities Limited 共贏證券有限公司 |
Rep | Type 1 — Dealing in securities | 2006-08-15 | 2007-01-26 |
| Well Link International Securities Limited 立橋國際證券有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2006-08-15 | 2007-01-26 |