Sheng-Fen Lin
林盛芬
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Sheng-Fen Lin (林盛芬), a licensed former licensee with CE reference ANN462. Total licence records on file: 8.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2013-06-24 | 2016-04-26 |
| Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 |
Rep | Type 4 - Advising on securities | 2011-10-25 | 2016-04-26 |
| Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 |
Rep | Type 1 - Dealing in securities | 2007-07-09 | 2016-04-26 |
| Citigroup Global Markets Hong Kong Futures and Securities Limited | Rep | Type 1 - Dealing in securities | 2007-07-09 | 2013-08-31 |
| Citigroup Global Markets Hong Kong Futures and Securities Limited | Rep | Type 2 - Dealing in futures contracts | 2007-07-09 | 2013-08-31 |
| FT Securities Limited 富通證券有限公司 |
Rep | Type 1 - Dealing in securities | 2006-06-22 | 2007-06-25 |
| FT Securities Limited 富通證券有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2006-06-22 | 2007-06-25 |
| FT Securities Limited 富通證券有限公司 |
Rep | Type 5 - Advising on futures contracts | 2006-06-22 | 2007-06-25 |