Lin Cong
叢林
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Lin Cong (叢林), a licensed former licensee with CE reference ANN418. Total licence records on file: 19.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| China Renaissance Securities (Hong Kong) Limited 華興證券(香港)有限公司 |
RO | Type 1 — Dealing in securities | 2020-10-28 | 2022-09-09 |
| China Renaissance Securities (Hong Kong) Limited 華興證券(香港)有限公司 |
RO | Type 4 — Advising on securities | 2020-10-28 | 2022-09-09 |
| China Renaissance Securities (Hong Kong) Limited 華興證券(香港)有限公司 |
RO | Type 6 — Advising on corporate finance | 2020-10-28 | 2022-09-09 |
| ICBC International Capital Limited 工銀國際融資有限公司 |
RO | Type 4 — Advising on securities | 2018-05-11 | 2019-03-12 |
| ICBC International Asset Management Limited 工銀國際資產管理有限公司 |
RO | Type 1 — Dealing in securities | 2018-03-08 | 2019-03-12 |
| ICBC International Capital Limited 工銀國際融資有限公司 |
RO | Type 1 — Dealing in securities | 2018-03-08 | 2019-03-12 |
| ICBC International Fund Management Limited 工銀國際基金管理有限公司 |
RO | Type 1 — Dealing in securities | 2018-03-08 | 2019-03-12 |
| ICBC International Securities Limited 工銀國際證券有限公司 |
RO | Type 1 — Dealing in securities | 2018-03-08 | 2019-03-12 |
| ICBC International Futures Limited 工銀國際期貨有限公司 |
RO | Type 2 — Dealing in futures contracts | 2018-03-08 | 2019-03-12 |
| ICBC International Securities Limited 工銀國際證券有限公司 |
RO | Type 2 — Dealing in futures contracts | 2018-03-08 | 2019-03-12 |
| ICBC International Asset Management Limited 工銀國際資產管理有限公司 |
RO | Type 4 — Advising on securities | 2018-03-08 | 2019-03-12 |
| ICBC International Fund Management Limited 工銀國際基金管理有限公司 |
RO | Type 4 — Advising on securities | 2018-03-08 | 2019-03-12 |
| ICBC International Research Limited 工銀國際證券研究有限公司 |
RO | Type 4 — Advising on securities | 2018-03-08 | 2019-03-12 |
| ICBC International Securities Limited 工銀國際證券有限公司 |
RO | Type 4 — Advising on securities | 2018-03-08 | 2019-03-12 |
| ICBC International Capital Limited 工銀國際融資有限公司 |
RO | Type 6 — Advising on corporate finance | 2018-03-08 | 2019-03-12 |
| ICBC International Asset Management Limited 工銀國際資產管理有限公司 |
RO | Type 9 — Asset management | 2018-03-08 | 2019-03-12 |
| ICBC International Fund Management Limited 工銀國際基金管理有限公司 |
RO | Type 9 — Asset management | 2018-03-08 | 2019-03-12 |
| ICEA Capital Limited 工商東亞融資有限公司 |
Rep | Type 1 — Dealing in securities | 2006-06-21 | 2006-12-13 |
| ICEA Capital Limited 工商東亞融資有限公司 |
Rep | Type 6 — Advising on corporate finance | 2006-06-21 | 2006-12-13 |