Bei (SFC:ANN276) Liu
劉北
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Bei (SFC:ANN276) Liu (劉北), CE reference ANN276. Currently licensed at 1 firm(s): Admiralty Harbour Capital Limited. Total licence records on file: 16.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Admiralty Harbour Capital Limited 鐘港資本有限公司 |
RO | Type 6 — Advising on corporate finance | 2020-02-06 | present |
| Admiralty Harbour Capital Limited 鐘港資本有限公司 |
RO | Type 9 — Asset management | 2019-07-05 | present |
| Admiralty Harbour Capital Limited 鐘港資本有限公司 |
RO | Type 1 — Dealing in securities | 2019-02-25 | present |
| Admiralty Harbour Capital Limited 鐘港資本有限公司 |
RO | Type 4 — Advising on securities | 2019-02-25 | present |
| Admiralty Harbour Capital Limited 鐘港資本有限公司 |
Rep | Type 1 — Dealing in securities | 2018-05-02 | 2019-02-25 |
| Admiralty Harbour Capital Limited 鐘港資本有限公司 |
Rep | Type 4 — Advising on securities | 2018-05-02 | 2019-02-25 |
| Admiralty Harbour Capital Limited 鐘港資本有限公司 |
Rep | Type 9 — Asset management | 2018-05-02 | 2019-04-26 |
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 1 — Dealing in securities | 2007-03-30 | 2009-07-24 |
| Merrill Lynch Far East Limited | Rep | Type 1 — Dealing in securities | 2007-03-30 | 2009-07-24 |
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 4 — Advising on securities | 2007-03-30 | 2009-07-24 |
| Merrill Lynch Far East Limited | Rep | Type 4 — Advising on securities | 2007-03-30 | 2009-07-24 |
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 6 — Advising on corporate finance | 2007-03-30 | 2009-07-24 |
| Merrill Lynch Far East Limited | Rep | Type 6 — Advising on corporate finance | 2007-03-30 | 2009-07-24 |
| Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2006-06-22 | 2007-02-16 |
| Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 |
Rep | Type 4 — Advising on securities | 2006-06-22 | 2007-02-16 |
| Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 |
Rep | Type 6 — Advising on corporate finance | 2006-06-22 | 2007-02-16 |