Chi Ming Wong

黃智明
CE No. ANN089 Ceased

This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Chi Ming Wong (黃智明), a licensed former licensee with CE reference ANN089. This person has 14.4 years of SFC licence history. Total licence records on file: 6.

Information

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Licence history

FirmRoleRegulated activityFromTo
CLSA Limited
中信里昂證券有限公司
Rep Type 4 - Advising on securities 2019-07-11 2025-09-30
Credit Suisse (Hong Kong) Limited
瑞士信貸(香港)有限公司
Rep Type 4 - Advising on securities 2016-05-06 2017-07-19
Barclays Capital Asia Limited
巴克萊亞洲有限公司
Rep Type 4 - Advising on securities 2013-09-17 2016-01-21
Nomura International (Hong Kong) Limited
野村國際(香港)有限公司
Rep Type 4 - Advising on securities 2010-08-27 2013-06-18
Bear Stearns Asia Limited
貝爾斯登亞洲有限公司
Rep Type 4 - Advising on securities 2007-08-01 2008-05-30
MIB Securities (Hong Kong) Limited
馬銀證券(香港)有限公司
Rep Type 4 - Advising on securities 2006-07-19 2007-07-25

Worked alongside

The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Chi Ming Wong during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.

NameShared firmOverlap
David James Blennerhassett MIB Securities (Hong Kong) Limited 2006–2007
Man Tat Leung MIB Securities (Hong Kong) Limited 2006–2007
Bertrand Kwok Hay Chui MIB Securities (Hong Kong) Limited 2006–2007
Kin Man Cheung MIB Securities (Hong Kong) Limited 2006–2007
Stephen James Brown MIB Securities (Hong Kong) Limited 2006–2007
Elsa Huiyan Yang MIB Securities (Hong Kong) Limited 2006–2007
Lili Fan Bear Stearns Asia Limited 2007–2008
Gerwin Cheuk Wing Ho Bear Stearns Asia Limited 2007–2008
Leon Hak Kan Chik Bear Stearns Asia Limited 2007–2008
Chi Hang Lo Bear Stearns Asia Limited 2007–2008
Sik Tin Chan Bear Stearns Asia Limited 2007–2008
Wing Fu Chan Bear Stearns Asia Limited 2007–2008
Lin Chen Bear Stearns Asia Limited 2007–2008
Daniel Chik Chuen Fan Bear Stearns Asia Limited 2007–2008
Vickie Wing Ki Lo Bear Stearns Asia Limited 2007–2008
Martin Kevin Foot Bear Stearns Asia Limited 2007–2008
Chien Han Hong Bear Stearns Asia Limited 2007–2008
Jerry Ho Bear Stearns Asia Limited 2007–2008
Colin Vinard Morawski Bear Stearns Asia Limited 2007–2008
Wai Hung Ngan Bear Stearns Asia Limited 2007–2008
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