Chi Ming (SFC:ANN089) Wong
黃智明
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Chi Ming (SFC:ANN089) Wong (黃智明), a licensed former licensee with CE reference ANN089. Total licence records on file: 6.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| CLSA Limited 中信里昂證券有限公司 |
Rep | Type 4 - Advising on securities | 2019-07-11 | 2025-09-30 |
| Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 |
Rep | Type 4 - Advising on securities | 2016-05-06 | 2017-07-19 |
| Barclays Capital Asia Limited 巴克萊亞洲有限公司 |
Rep | Type 4 - Advising on securities | 2013-09-17 | 2016-01-21 |
| Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 |
Rep | Type 4 - Advising on securities | 2010-08-27 | 2013-06-18 |
| Bear Stearns Asia Limited 貝爾斯登亞洲有限公司 |
Rep | Type 4 - Advising on securities | 2007-08-01 | 2008-05-30 |
| MIB Securities (Hong Kong) Limited 馬銀證券(香港)有限公司 |
Rep | Type 4 - Advising on securities | 2006-07-19 | 2007-07-25 |