Benjamin Robert Collett
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Benjamin Robert Collett ( ), a licensed former licensee with CE reference ANM944. Total licence records on file: 14.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Vantage Capital Markets HK Limited | Rep | Type 1 — Dealing in securities | 2016-11-21 | 2018-04-26 |
| Vantage Capital Markets HK Limited | Rep | Type 2 — Dealing in futures contracts | 2016-11-21 | 2018-04-26 |
| Sunrise Brokers (Hong Kong) Limited | Rep | Type 1 — Dealing in securities | 2013-04-10 | 2016-08-24 |
| Sunrise Brokers (Hong Kong) Limited | Rep | Type 2 — Dealing in futures contracts | 2013-04-10 | 2016-08-24 |
| Louis Capital Markets (Hong Kong) Limited 滙通金融有限公司 |
Rep | Type 4 — Advising on securities | 2011-02-14 | 2013-04-09 |
| Louis Capital Markets (Hong Kong) Limited 滙通金融有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2010-01-18 | 2013-04-09 |
| Louis Capital Markets (Hong Kong) Limited 滙通金融有限公司 |
Rep | Type 1 — Dealing in securities | 2009-11-16 | 2013-04-09 |
| T.F.S. Derivatives HK Limited | Rep | Type 1 — Dealing in securities | 2009-06-15 | 2009-10-20 |
| T.F.S. Derivatives HK Limited | Rep | Type 2 — Dealing in futures contracts | 2009-06-15 | 2009-10-20 |
| Daiwa Capital Markets Hong Kong Limited 大和資本市場香港有限公司 |
Rep | Type 1 — Dealing in securities | 2007-11-01 | 2008-12-12 |
| Daiwa Capital Markets Hong Kong Limited 大和資本市場香港有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2007-11-01 | 2008-12-12 |
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 1 — Dealing in securities | 2006-06-13 | 2007-09-01 |
| Merrill Lynch Far East Limited | Rep | Type 1 — Dealing in securities | 2006-06-13 | 2007-09-01 |
| Merrill Lynch Futures (Hong Kong) Limited | Rep | Type 2 — Dealing in futures contracts | 2006-06-13 | 2007-09-01 |