Wai Leong Poon
潘偉亮
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Wai Leong Poon (潘偉亮), a licensed former licensee with CE reference ANM879. Total licence records on file: 4.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Prudential Brokerage Limited 信誠證券有限公司 |
Rep | Type 4 - Advising on securities | 2009-01-08 | 2009-04-09 |
| Pegasus Fund Managers Limited 東驥基金管理有限公司 |
Rep | Type 9 - Asset management | 2007-07-06 | 2008-11-30 |
| Pegasus Fund Managers Limited 東驥基金管理有限公司 |
Rep | Type 4 - Advising on securities | 2007-05-14 | 2008-11-30 |
| Centaline Wealth Management Limited 中原資產管理有限公司 |
Rep | Type 4 - Advising on securities | 2006-06-12 | 2007-04-30 |