Greenfield Spenceley Pitts
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Greenfield Spenceley Pitts, a licensed former licensee with CE reference ANM515. This person has 1.2 years of SFC licence history. Total licence records on file: 5.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Standard Chartered Securities (Hong Kong) Limited 渣打證券(香港)有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2014-12-10 | 2015-06-30 |
| Standard Chartered Securities (Hong Kong) Limited 渣打證券(香港)有限公司 |
Rep | Type 5 - Advising on futures contracts | 2014-12-10 | 2015-06-30 |
| UBS Derivatives Hong Kong Limited | Rep | Type 2 - Dealing in futures contracts | 2006-06-29 | 2007-02-01 |
| UBS Securities Asia Limited | Rep | Type 1 - Dealing in securities | 2006-06-07 | 2007-02-01 |
| UBS Securities Asia Limited | Rep | Type 2 - Dealing in futures contracts | 2006-06-07 | 2007-02-01 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Greenfield Spenceley Pitts during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.