Greenfield Spenceley Pitts

CE No. ANM515 Ceased

This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Greenfield Spenceley Pitts (), a licensed former licensee with CE reference ANM515. Total licence records on file: 5.

Licence history

FirmRoleRegulated activityFromTo
Standard Chartered Securities (Hong Kong) Limited
渣打證券(香港)有限公司
Rep Type 2 - Dealing in futures contracts 2014-12-10 2015-06-30
Standard Chartered Securities (Hong Kong) Limited
渣打證券(香港)有限公司
Rep Type 5 - Advising on futures contracts 2014-12-10 2015-06-30
UBS Derivatives Hong Kong Limited Rep Type 2 - Dealing in futures contracts 2006-06-29 2007-02-01
UBS Securities Asia Limited Rep Type 1 - Dealing in securities 2006-06-07 2007-02-01
UBS Securities Asia Limited Rep Type 2 - Dealing in futures contracts 2006-06-07 2007-02-01

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