Soo Chong Lim
林思聰
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Soo Chong Lim (林思聰), a licensed former licensee with CE reference ANM487. Total licence records on file: 3.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| J.P. Morgan Securities (Far East) Limited | Rep | Type 1 - Dealing in securities | 2008-10-08 | 2010-06-01 |
| J.P. Morgan Securities (Far East) Limited | Rep | Type 4 - Advising on securities | 2008-09-10 | 2010-06-01 |
| Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 |
Rep | Type 4 - Advising on securities | 2006-06-07 | 2008-06-20 |