Stephen Ying Tung Lau
劉穎東
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Stephen Ying Tung Lau (劉穎東), CE reference ANM143. Currently licensed at 1 firm(s): BNP Paribas Securities (Asia) Limited. Total licence records on file: 4.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| BNP Paribas Securities (Asia) Limited 法國巴黎證券(亞洲)有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2021-06-10 | present |
| BNP Paribas Securities (Asia) Limited 法國巴黎證券(亞洲)有限公司 |
Rep | Type 1 — Dealing in securities | 2021-06-10 | 2023-03-29 |
| Deutsche Securities Asia Limited 德意志證券亞洲有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2018-04-25 | 2021-05-28 |
| Deutsche Securities Asia Limited 德意志證券亞洲有限公司 |
Rep | Type 1 — Dealing in securities | 2006-06-01 | 2021-05-28 |