Hoi Yee (SFC:ANJ481) Chan
陳凱怡
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Hoi Yee (SFC:ANJ481) Chan (陳凱怡), a licensed former licensee with CE reference ANJ481. Total licence records on file: 11.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Sinomax Securities Limited 佳富達證券有限公司 |
Rep | Type 1 — Dealing in securities | 2015-12-07 | 2015-12-23 |
| Soochow Securities International Brokerage Limited 東吳證券國際經紀有限公司 |
Rep | Type 1 — Dealing in securities | 2012-09-24 | 2012-12-14 |
| Soochow Securities International Asset Management Limited 東吳證券國際資產管理有限公司 |
Rep | Type 4 — Advising on securities | 2012-09-24 | 2012-12-14 |
| Soochow Securities International Asset Management Limited 東吳證券國際資產管理有限公司 |
Rep | Type 9 — Asset management | 2012-09-24 | 2012-12-14 |
| oOo Securities (HK) Group Limited 奧翱驁集團(香港)證券有限公司 |
Rep | Type 9 — Asset management | 2011-12-28 | 2012-05-28 |
| oOo Securities (HK) Group Limited 奧翱驁集團(香港)證券有限公司 |
Rep | Type 1 — Dealing in securities | 2011-02-21 | 2012-05-28 |
| oOo Securities (HK) Group Limited 奧翱驁集團(香港)證券有限公司 |
Rep | Type 4 — Advising on securities | 2011-02-21 | 2012-05-28 |
| Redford Asset Management Limited 泓福資產管理有限公司 |
Rep | Type 4 — Advising on securities | 2010-06-09 | 2011-02-10 |
| Redford Asset Management Limited 泓福資產管理有限公司 |
Rep | Type 9 — Asset management | 2009-08-12 | 2011-02-10 |
| Redford Securities Limited 泓福證券有限公司 |
Rep | Type 1 — Dealing in securities | 2008-11-07 | 2011-02-10 |
| Tung Tai Securities Company Limited 東泰證券有限公司 |
Rep | Type 4 — Advising on securities | 2006-06-23 | 2008-10-31 |