David Jonathan Subak-Sharpe
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for David Jonathan Subak-Sharpe ( ), a licensed former licensee with CE reference AHC088. Total licence records on file: 7.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Temujin Global Asset Management Limited 泰潤環球資產管理有限公司 |
RO | Type 9 — Asset management | 2008-11-11 | 2009-03-27 |
| Temujin Global Asset Management Limited 泰潤環球資產管理有限公司 |
Rep | Type 9 — Asset management | 2008-10-02 | 2008-11-11 |
| Descartes Global Asset Management Limited 阜豐環球資產管理有限公司 |
RO | Type 9 — Asset management | 2006-11-10 | 2008-08-31 |
| UFJ Investments Asia Limited |
Rep | Type 4 — Advising on securities | present | 2003-10-02 |
| UFJ Investments Asia Limited |
Rep | Type 5 — Advising on futures contracts | present | 2003-10-02 |
| UFJ Investments Asia Limited |
Rep | Type 6 — Advising on corporate finance | present | 2003-10-02 |
| UFJ Investments Asia Limited |
Rep | Type 9 — Asset management | present | 2003-10-02 |