Li (SFC:ANG467) Shan
單力
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Li (SFC:ANG467) Shan (單力), a licensed Representative with CE reference ANG467. Currently licensed at 1 firm(s): CHINA INTERNATIONAL CAPITAL OF TECHNOLOGY (HONG KONG) LIMITED. Active regulated activities: Type 4 - Advising on securities; Type 9 - Asset management. Total licence records on file: 7.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| CHINA INTERNATIONAL CAPITAL OF TECHNOLOGY (HONG KONG) LIMITED 中國國際科技金融(香港)有限公司 |
Rep | Type 4 - Advising on securities | 2026-05-20 | present |
| CHINA INTERNATIONAL CAPITAL OF TECHNOLOGY (HONG KONG) LIMITED 中國國際科技金融(香港)有限公司 |
Rep | Type 9 - Asset management | 2026-05-20 | present |
| Kietex Capital Limited 旗德資本有限公司 |
RO | Type 4 - Advising on securities | 2024-11-28 | 2026-05-18 |
| Kietex Capital Limited 旗德資本有限公司 |
RO | Type 9 - Asset management | 2024-11-28 | 2026-05-18 |
| Piper Jaffray Asia Securities Limited 派杰亞洲証券有限公司 |
Rep | Type 1 - Dealing in securities | 2006-05-17 | 2006-08-01 |
| Piper Jaffray Asia Futures Limited 派杰亞洲期貨有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2006-05-17 | 2006-08-01 |
| Piper Jaffray Asia Securities Limited 派杰亞洲証券有限公司 |
Rep | Type 4 - Advising on securities | 2006-05-17 | 2006-08-01 |