Li (SFC:ANG467) Shan
單力
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Li (SFC:ANG467) Shan (單力), CE reference ANG467. Currently licensed at 1 firm(s): Kietex Capital Limited. Total licence records on file: 5.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Kietex Capital Limited 旗德資本有限公司 |
RO | Type 4 — Advising on securities | 2024-11-28 | present |
| Kietex Capital Limited 旗德資本有限公司 |
RO | Type 9 — Asset management | 2024-11-28 | present |
| Piper Jaffray Asia Securities Limited 派杰亞洲証券有限公司 |
Rep | Type 1 — Dealing in securities | 2006-05-17 | 2006-08-01 |
| Piper Jaffray Asia Futures Limited 派杰亞洲期貨有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2006-05-17 | 2006-08-01 |
| Piper Jaffray Asia Securities Limited 派杰亞洲証券有限公司 |
Rep | Type 4 — Advising on securities | 2006-05-17 | 2006-08-01 |