Pui Lam Yiu
姚珮林
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Pui Lam Yiu (姚珮林), a licensed former licensee with CE reference ANG457. Total licence records on file: 3.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| HSBC Investment Funds (Hong Kong) Limited | Rep | Type 1 - Dealing in securities | 2006-04-04 | 2006-05-02 |
| HSBC Global Asset Management (Hong Kong) Limited | Rep | Type 4 - Advising on securities | 2006-04-04 | 2006-05-02 |
| HSBC Global Asset Management (Hong Kong) Limited | Rep | Type 9 - Asset management | 2006-04-04 | 2006-05-02 |