Todd John Hoare
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Todd John Hoare ( ), a licensed former licensee with CE reference ANG178. Total licence records on file: 5.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Merrill Lynch Far East Limited | Rep | Type 2 - Dealing in futures contracts | 2010-08-26 | 2011-03-01 |
| Merrill Lynch Futures (Hong Kong) Limited | Rep | Type 2 - Dealing in futures contracts | 2008-05-16 | 2010-08-26 |
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 1 - Dealing in securities | 2007-03-26 | 2011-03-01 |
| Merrill Lynch Far East Limited | Rep | Type 1 - Dealing in securities | 2007-03-26 | 2011-03-01 |
| UBS Securities Asia Limited | Rep | Type 1 - Dealing in securities | 2006-03-31 | 2007-02-23 |