Carol Chia-Pai To
杜珈珮
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Carol Chia-Pai To (杜珈珮), a licensed former licensee with CE reference ANF157. Total licence records on file: 4.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 |
Rep | Type 1 - Dealing in securities | 2006-03-22 | 2006-10-18 |
| Citigroup Global Markets Hong Kong Futures and Securities Limited | Rep | Type 1 - Dealing in securities | 2006-03-22 | 2006-10-18 |
| Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 |
Rep | Type 4 - Advising on securities | 2006-03-22 | 2006-10-18 |
| Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 |
Rep | Type 6 - Advising on corporate finance | 2006-03-22 | 2006-10-18 |