Philip Lap Kuen Siu
蕭立權
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Philip Lap Kuen Siu (蕭立權), a licensed Representative with CE reference ANF048. Currently licensed at 2 firm(s): UOB Kay Hian (Hong Kong) Limited, UOB Kay Hian Futures (Hong Kong) Limited. Active regulated activities: Type 1 - Dealing in securities; Type 2 - Dealing in futures contracts; Type 4 - Advising on securities. Total licence records on file: 6.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| UOB Kay Hian (Hong Kong) Limited 大華繼顯(香港)有限公司 |
Rep | Type 1 - Dealing in securities | 2014-01-14 | present |
| UOB Kay Hian Futures (Hong Kong) Limited 大華繼顯期貨(香港)有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2014-01-14 | present |
| UOB Kay Hian (Hong Kong) Limited 大華繼顯(香港)有限公司 |
Rep | Type 4 - Advising on securities | 2014-01-14 | present |
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 4 - Advising on securities | 2011-11-24 | 2013-10-17 |
| Merrill Lynch Far East Limited | Rep | Type 2 - Dealing in futures contracts | 2010-09-07 | 2013-10-17 |
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 1 - Dealing in securities | 2006-03-22 | 2013-10-17 |